Home » Advanced Oncotherapy (AVO) » Advanced Oncotherapy (AVO) – Major Shareholder increases stake

Advanced Oncotherapy (AVO) – Major Shareholder increases stake

NOTIFICATION OF MAJOR INTEREST IN SHARES

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1. Identity of the issuer or the underlying issuer of existing shares to which voting rights are attached: ii

Advanced Oncotherapy plc

 

2 Reason for the notification (please tick the appropriate box or boxes):

An acquisition or disposal of voting rights

X

An acquisition or disposal of qualifying financial instruments which may result in the acquisition of shares already issued to which voting rights are attached

An acquisition or disposal of instruments with similar economic effect to qualifying financial instruments

An event changing the breakdown of voting rights

Other (please specify):

 

 

3. Full name of person(s) subject to the notification obligation: iii

AB Segulah

4. Full name of shareholder(s)

(if different from 3.): iv

HSBC Global Custody Nominee (UK)

5. Date of the transaction and date on which the threshold is crossed or reached: v

20 March 2017

6. Date on which issuer notified:

20 March 2017

7. Threshold(s) that is/are crossed or

reached: vi, vii

5%

 

8. Notified details:

A: Voting rights attached to shares viii, ix

Class/type of
shares


if possible using
the ISIN CODE

Situation previous
to the triggering
transaction

Resulting situation after the triggering transaction

Number
of
Shares

Number
of
Voting
Rights

Number
of shares

Number of voting
rights

% of  voting rights x

Direct

Direct xi

Indirectxii

Direct

Indirect

Ordinary Shares GBP 0.25

 

GB00BD6SX109

3,505,451

3,505,451

3,680,451

3,680,451

5.06%

 

B: Qualifying Financial Instruments

Resulting situation after the triggering transaction

Type of financial
instrument

Expiration
date
xiii

Exercise/
Conversion
Period
xiv

Number of voting
rights that may be
acquired if the
instrument is
exercised/ converted.

 

% of voting
rights

 

C: Financial Instruments with similar economic effect to Qualifying Financial Instruments xv, xvi

Resulting situation after the triggering transaction

Type of financial
instrument

Exercise
price

Expiration
date
xvii

Exercise/
Conversion
period
xviii

Number of voting
rights instrument
refers to

% of voting rightsxix, xx

 

Nominal

Delta

 

 

Total (A+B+C)

Number of voting rights

Percentage of voting rights

 3,680,451

 5.06%

 

9. Chain of controlled undertakings through which the voting rights and/or the
financial instruments are effectively held, if applicable:
xxi

 

The 3,680,451 shares are held by HSBC Global Custody Nominee (UK) under direct control of AB Segulah.                                 

 

Proxy Voting:

10. Name of the proxy holder:

 N/A

11. Number of voting rights proxy holder will cease to hold:

 N/A

12. Date on which proxy holder will cease to hold voting rights:

 N/A

 

13. Additional information:

 N/A

14. Contact name:

 David Navas, AVO plc

15. Contact telephone number:

 020 3873 2051


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